Advanced Auditing for Defined Contribution Retirement Plans

Through a series of hands-on case studies and advanced learning exercises, you will learn and grow your expertise with regard to defined contribution plan audits. This course will take you through a mock audit, which will follow a single "client" through each phase of a defined contribution plan audit engagement, from planning to reporting.

This course covers:

  • Planning and general procedures
  • Internal control
  • Sampling
  • Net assets available for benefits
  • Investments
  • Changes in net assets available for benefit
  • Plan tax status
  • ESOPs
  • Plan mergers, transfers, spin-offs
  • Terminations
  • Changes in service provider
  • Financial statement presentation and disclosures
  • Audit reports

Update or enhance your existing knowledge in preparation for Advanced Defined Contribution Plans Audit Certificate exam with this optional learning course. The course is available for on-site training within your firm or as a live seminar offered through the state CPA societies. The course is also available as an 8-hour webcast if you need a quick refresher before the exam. Online self-study options will be available in the future. Select one of these options below to learn more.

Live Program
Exam Prep Webcast
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On-Site Training
Self-Study Course

State Society Seminars

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